Tuesday, January 1, 2013

1. Sneaky Assumptions





Euclid taught me that without assumptions, there is no proof. Therefore, in any argument, examine the assumptions. (Eric Temple Bell, 1883-1960) 


Today we have an appreciable scientific body of thought built up, with questions addressed right from the microscopic to the macroscopic world. There is a massive industry which is running its course every day, with thousands of papers published in various disciplines, and huge amounts of money being poured into certain fields for the purpose of research.  The “scientific method” is the prevailing agreed upon method of approaching the truth of the world. How does one know if the scientific method provides us with the true perception of reality? Well, technically, we do not know that, but it is possible to subject that idea to the self-same test of scientific validity. What will be attempted hereon will be to highlight the approach by means of encountering certain facts, in a more or less haphazard order, and then work towards the conclusions.

With that in mind, let us make ONE single assumption right away, regarding the approach which one is using -- that the World or Universe of our experience can be understood via a rational approach, and it is possible to obtain a true perception of the world being led by facts, to the limits of accuracy to which we are able to perceive them. Although assumptions by definition do not require previous reasoning, I think we can postulate this general statement simply because rationality is the essential feature of the scientific method which we will here set out to examine, and to the best of our knowledge, experience is a good indicator of reality. Note that the core of the statement is the principle of rationality, coupled to experiential facts. Also note, that “setting out to examine” itself embodies the same principle, so we are consistent.

A second concept which is largely called upon to verify the truth of phenomena is proof. At this point, we are already on territory that is a bit more uncertain, as this is only the requirement for mathematical treatment, where a certain relation among magnitudes, with the assumptions of mathematics being used, brings out a certain other relation among magnitudes as an inherent necessity. Let us allow certain facts to throw some light on this requirement of truth.

Rewind the clock a hundred years back, towards the latter decades of the 1800’s, and it was well known that the only “minor problems” with physics for example, was with respect to a blowing up of the UV spectrum predicted for a blackbody, as well as certain small (note that keyword) corrections being required to account for the movement of Mercury around the sun. A look at theories of later time shows that two offshoots have been derived from those apparently innocuous discrepancies, one being the concept of the quantum, and thereby to quantum mechanics… and the second paving the way to general relativity.

We will not concern ourselves with whether or not the above theories are correct, and to what extent, because the point to be noted is with regard to the mathematics. The mathematical assumptions were changed, at quite a profound level, introducing Lorentzian metrics and for the first time ever, complex numbers to describe the physics of real quantities (as a preliminary look at the Schrodinger equation reveals). This means that no one who had not made the connection with this sort of mathematics, in the years preceding this, could ever PROVE that the existing set of laws are inadequate, and not just in a minor way but to quite a large extent (in retrospect). One has to restrict oneself to the existing set of mathematical assumptions in order to even set out to prove something to the scientist of the day. Also note that from the point of view of that particular time, the scientist would be attempting what would be seen as a wholesale revision of existing concepts merely to account for some “small” discrepancies. I shall come back to this point in a later article.

What can we take away from this idea? The fact that “proof” is valid only for the mathematical aspect of a theory, and NOT for the coupling of experience with the mathematics.  Since mathematics does not require the adherence to reality or experience, but science does, it follows that one cannot disprove a scientific theory on mathematical grounds, unless, of course there is a mistake in the mathematics itself… at which point the laws of mathematical necessity are enough to demolish the theory. A contradiction is all it takes. What this means is that no one can prove, for example, that Newton’s theory is wrong mathematically.
This means that in order to examine the scientific validity of science, we are to direct our sights elsewhere, out of the domain of proof. That is quite a big step, so let me reiterate, it is NOT necessary beforehand that one is able to PROVE that a particular theory or view of the world is wrong, in order to bring forward changes into the world-view. And the more massive a paradigm shift, the tougher it is to prove the previous worldview as being inadequate. Absence of disproof is NOT a test of scientific validity.

So how then are we to judge the validity of our scientific examination of science? It has to be from experience, and the coupling of mathematical ideas to experience must reveal whether or not we are on the right track. It is here that we approach another turning point: how much of the mathematical treatment must adhere to experience? What is the connection between the two?

Let me illustrate this with an example. It is commonly known, that in Newtonian dynamics, physics does not change under time reversal. What does this mean? This is actually a mathematical statement, it means that if we flip the sign on the term having time from +t to –t, the dynamics is essentially unchanging, or as it is fancily called, invariant. What this is then said to represent is that instead of going from initial to final conditions, one can easily think of going from the final to the initial conditions, with essentially the same physics coming into play. Hence “dynamics” is closely connected here with our perception of time, +t represents time moving forwards, and –t represents time moving backwards.

Pause. There is another explanation. When we look at time, as represented by ‘t’, is just a count. It is a number that counts a periodic occurrence. Since this count is linear, we are at perfect liberty to be notoriously pessimistic and choose to count BACKWARDS. Let us assume that instead of time starting from (for example) 1 AD and going to 2010 AD, it instead starts at what we mark as 2010 AD counting DOWN to 1 AD. In that sense, the future would go towards negative numbers! It is entirely up to us whether we count it by adding an increment, or subtracting an increment, as long as we do it periodically. But what happens in the case of (tfinal – tinitial) in the case that the counting is downwards? It turns out to be negative. The number line mathematically offers us this freedom, and it is the same freedom that is reflected in the change of sign. The only conclusion that can be drawn in that case is that in classical mechanics, time enters as a linear quantity.

However, note the connection generally made in physics, with -t and time flowing from future to the past. Here, a physical perception (or mental qualitative perception, if you will, both being valid in our examination) of time is allowed to go totally reverse, and is then taken as reality and applied to concepts such as causality, its violation, etc. There is absolutely NO evidence of time ever ‘flowing’ backward, and about that, all the scientists naturally agree. Not just that, quite apart from the absence of evidence, it offers a way to understand that there are various ways to couple mathematics to reality. Hence, the coupling of mathematics with experience here is vital to re-examine, as it offers the ONLY corrective factor any theory has. Mathematics says time can be counted downwards. That stands to experience. The reversal of time, or processes, or any of our experiences, is not subject to the same law.

As you have seen, a simple argument such as the above has far reaching consequences.  What about causality then? What about the second law of thermodynamics? How about time reversal symmetries in recent theories? … and so on. We’ll examine the process of these questions in the next article, but here we note that this happens because it deals with the basis of the sciences, which is the area from where the revolutions in thought generally come about. It is indeed encouraging that there is an avenue open for each one of us to explore independently, where we connect the mathematics to the outer world.

To summarize, the criteria we apply on science is that it must explain things rationally, quantitatively for the time being. In view of that quantitative aspect, it is seen that in shift of viewpoints, it is generally the relation between mathematics and reality that is remolded, and hence disproof of an existing theory is not a good criteria. At this point we necessarily reach the question:  How do we overcome the limits of human perception? We cannot obviously perceive electricity in the same way as we do light, and we are pretty far from experiencing any nuclear force, which nevertheless offers considerable explanation to physical phenomena. We must be able to decide scientifically, the amount of leeway we offer to mathematics when it comes to our perceptions and intuitions, and hence put them “on hold” when we make our calculations.

We shall consider that next.